Superannuation Funds Compliance

Superannuation Funds have many compliance obligations.  Sophie Grace will work closely with your firm to ensure that it is not a burden to comply with these laws.





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Superannuation Funds Compliance

All superannuation trustees operating an APRA regulated superannuation entity are required, under the Superannuation Industry (Supervision) Act 1993 (SIS), to hold a Registrable Superannuation Entity Licence (RSE Licence).  Sophie Grace can assist your firm to obtain an RSE Licence.

We can also help your firm meet the ongoing obligations associated with running a superannuation business.  This includes compliance with:

  • the Trust Law and Trust Deed;
  • the Superannuation Laws;
  • the RSE Licence;
  • the Financial Services Laws and your AFSL;
  • the ASIC Act Obligations;
  • the Company Law;
  • the Superannuation (Resolution of Complaints) Act; and
  • other laws (e.g. Taxation laws, Family Laws, Privacy Laws, Cash Transaction Reporting, AML/CTF requirements etc.).

If you would like to obtain further information or assistance, please contact Sophie Grace directly.