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Ongoing compliance solutions in New Zealand

Compliance obligations must be constantly satisfied, whether on a monthly, quarterly or yearly basis. With this in mind, Sophie Grace can provide your business with ongoing compliance solutions.


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Ongoing compliance solutions in New Zealand

This can involve, but is not limited to:

• Regular review and update of policies and registers

• Preparation of regular compliance reporting to Compliance Committee or Board

• Creation of a compliance calendar to evenly distribute the compliance workload and make it easier to meet obligations

• Lodging reports to regulators as required

• Responding to all ad hoc compliance queries

• Provision of compliance training to employees, including testing if required.