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Compliance Services in Singapore

Sophie Grace can provide the following important services to your business to ensure that the regulatory requirements for financial services are met.

 

 

 

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Compliance Services in Singapore

  • MAS Authorisation Application
  • Compliance plans and management framework
  • Compliance reporting – this can be monthly or quarterly as your business requires
  • Compliance Committee membership / External Director
  • Compliance procedures and policy documents
  • Compliance training
  • Anti-Money Laundering
  • Corporate Governance
  • Independent and external compliance counsel
  • Risk management systems
  • Conflicts management systems
  • External compliance audits
  • Occupational Health and Safety (OH&S)
  • Code of Conduct and Code of Ethics implementation
  • Company Secretarial
  • Treating Customers Fairly (TCF)
  • Retail Distribution Review (RDR)