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Types of licences

There are various forms of license granted by the SFC which include; licensed corporation, responsible officer, licensed representatives and registered institution.

 

 

 

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Types of licences

The types of licenses granted by the SFC are:

1. Licensed Corporation: a licence for a corporation (not being an authorised financial institution) to carry on one or more than one regulated activity.

2. Responsible Officer: a licensed representative who is also approved as a responsible officer to supervise the regulated activity of the licensed corporation to which he is accredited.

3. Licensed Representative: an individual who is granted a licence to carry on one or more than one regulated activity for a licensed corporation to which he or she is accredited.

4. Registered Institution: an authorised financial institution which is registered to carry on one or more than one regulated activity.